How to finalise the submission and send to FinClear

Once you have received the signed paperwork and completed your AML/KYC checks for the client, please open the draft application in TC Ops and “Submit for Review”. Note we do not need to see the completed and signed form or client ID, however please keep on record as we will audit these from time to time.

You will be prompted with an attestation regarding your responsibilities around account submission, please read carefully and do not submit the account unless all requirements have been met.